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THE ENSEMBLE TEAM

SEATTLE, WA · CRD 331144 · IAPD ↗ · ensembleteam.com · (360) 726-2672

$0Regulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
August 2025 — THE ENSEMBLE TEAM (SEATTLE, WA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
August 2024 — THE ENSEMBLE TEAM (SEATTLE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.