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ARGENTARII, LLC

CINCINNATI, OH · CRD 332112 · IAPD ↗ · 5134881600

$431.9MRegulatory AUM
5Advisory reps
10Employees
0Clients
n/aPlanning clients
6Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — ARGENTARII, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — ARGENTARII, LLC reported RAUM up 47% ($293.8M -> $431.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — ARGENTARII, LLC now reports custody of client assets ($271.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
71
March 2025 — ARGENTARII, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
March 2025 — ARGENTARII, LLC now reports 2 private fund(s) ($9.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
73
December 2024 — ARGENTARII, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — ARGENTARII, LLC (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.