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ARKHOUSE

NEW YORK, NY · CRD 325180 · IAPD ↗ · arkhousefund.com · 212-465-1301

$122.9MRegulatory AUM
4Advisory reps
6Employees
0Clients
n/aPlanning clients
4Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
July 2026 — ARKHOUSE shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — ARKHOUSE reported RAUM up 131% ($53.1M -> $122.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
August 2025 — ARKHOUSE shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
30
April 2025 — ARKHOUSE reported RAUM down 82% ($289.3M -> $53.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
83
August 2024 — ARKHOUSE (NEW YORK, NY) is newly SEC-registered with $289.3M RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.