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WELLINGTON MANAGEMENT HONG KONG LIMITED

CENTRAL, HONG KONG, Hong Kong · CRD 165208 · IAPD ↗ · 852-2846-6000

$14.15BRegulatory AUM
21Advisory reps
105Employees
5Clients
n/aPlanning clients
0Private funds
0States
3Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2025 — WELLINGTON MANAGEMENT HONG KONG LIMITED shrank from 34 to 23 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
August 2024 — WELLINGTON MANAGEMENT HONG KONG LIMITED's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
April 2024 — WELLINGTON MANAGEMENT HONG KONG LIMITED shrank from 42 to 34 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.