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PEAK INVESTMENT ADVISORS, INC.

COLORADO SPRINGS, CO · CRD 113967 · IAPD ↗ · peakinvestmentadvisors.com · 719-260-6475

$234.6MRegulatory AUM
1Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
2States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — PEAK INVESTMENT ADVISORS, INC. now reports custody of client assets ($60,204).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2026 — PEAK INVESTMENT ADVISORS, INC. reported RAUM up 68% ($139.6M -> $234.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2026 — PEAK INVESTMENT ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
August 2024 — PEAK INVESTMENT ADVISORS, INC. (COLORADO SPRINGS, CO) is newly SEC-registered with $130.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.