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ARBOR FINANCIAL

ANN ARBOR, MI · CRD 281317 · IAPD ↗ · arborfinancial.com · 734-761-6626

$214.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2026 — ARBOR FINANCIAL (ANN ARBOR, MI) left the SEC roster (was $214.7M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
March 2025 — ARBOR FINANCIAL now reports custody of client assets ($59.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
September 2024 — ARBOR FINANCIAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — ARBOR FINANCIAL (ANN ARBOR, MI) is newly SEC-registered with $167.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.