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THE DOWLING GROUP WEALTH MANAGEMENT

GREENWICH, CT · CRD 155624 · IAPD ↗ · thedowlinggroup.com · 203-967-2231

$179.3MRegulatory AUM
2Advisory reps
3Employees
5Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2025 — THE DOWLING GROUP WEALTH MANAGEMENT notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — THE DOWLING GROUP WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
August 2024 — THE DOWLING GROUP WEALTH MANAGEMENT (GREENWICH, CT) is newly SEC-registered with $139.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.