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PATHWAYS WEALTH MANAGEMENT, INC.

· CRD 154125 · IAPD ↗ · pathwayswm.com · 937-552-9765

$287.0MRegulatory AUM
3Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — PATHWAYS WEALTH MANAGEMENT, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — PATHWAYS WEALTH MANAGEMENT, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
April 2026 — PATHWAYS WEALTH MANAGEMENT, INC. reported RAUM up 115% ($133.3M -> $287.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
48
July 2025 — PATHWAYS WEALTH MANAGEMENT, INC. notice-filed in FL, IN, KY, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — PATHWAYS WEALTH MANAGEMENT, INC. (location n/a) is newly SEC-registered with $124.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.