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WAYPOINTS FINANCIAL

SEBRING, FL · CRD 157494 · IAPD ↗ · waypointsfinancial.com · 863-402-5650

$157.7MRegulatory AUM
3Advisory reps
3Employees
1Clients
0Planning clients
0Private funds
2States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2024 — WAYPOINTS FINANCIAL now reports custody of client assets ($56.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
August 2024 — WAYPOINTS FINANCIAL (SEBRING, FL) is newly SEC-registered with $114.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.