← Tributary

WEST BASIN CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 331590 · IAPD ↗ · westbasincapital.com · 646-494-3862

$0Regulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
January 2025 — WEST BASIN CAPITAL MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
August 2024 — WEST BASIN CAPITAL MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.