← Tributary

CODEX CAPITAL ASSET MANAGEMENT, L.L.C.

· CRD 309373 · IAPD ↗ · 917-595-7500

$304.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
March 2025 — CODEX CAPITAL ASSET MANAGEMENT, L.L.C. reported RAUM up 32% ($195.5M -> $258.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
August 2024 — CODEX CAPITAL ASSET MANAGEMENT, L.L.C. filed an Item 4A succession naming CODEX CAPITAL, L.L.C. (CRD 309373) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
55
August 2024 — CODEX CAPITAL, L.L.C. is now doing business as CODEX CAPITAL ASSET MANAGEMENT, L.L.C..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
March 2024 — CODEX CAPITAL, L.L.C. reported RAUM up 33% ($146.8M -> $195.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.