← Tributary

MODEL SIX OPERATIONS INC.

VANCOUVER, BC, Canada · CRD 331872 · IAPD ↗ · modelsix.com · 867-794-0742

$34.7MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
April 2026 — MODEL SIX OPERATIONS INC. (VANCOUVER, BC, Canada) left the SEC roster (was $34.7M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
15
April 2025 — MODEL SIX OPERATIONS INC. reported RAUM down 26% ($46.7M -> $34.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
December 2024 — MODEL SIX OPERATIONS INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
August 2024 — MODEL SIX OPERATIONS INC. (VANCOUVER, BC, Canada) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.