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GARDEY FINANCIAL ADVISORS INC

SAGINAW, MI · CRD 105337 · IAPD ↗ · 989-791-3880

$228.4MRegulatory AUM
2Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — GARDEY FINANCIAL ADVISORS INC (SAGINAW, MI) left the SEC roster (was $228.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
August 2024 — GARDEY FINANCIAL ADVISORS INC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.