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SADDLE POINT MANAGEMENT, L.P.

NEW YORK, NY · CRD 329856 · IAPD ↗ · saddlepointmanagement.com · 212-951-1223

$857.2MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
January 2026 — SADDLE POINT MANAGEMENT, L.P.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
December 2025 — SADDLE POINT MANAGEMENT, L.P. crossed $500M in regulatory AUM ($6.6M -> $857.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
80
August 2025 — SADDLE POINT MANAGEMENT, L.P. (NEW YORK, NY) is newly SEC-registered with $6.6M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
45
March 2025 — SADDLE POINT MANAGEMENT, L.P. (NEW YORK, NY) left the SEC roster (was $73.2M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
80
August 2024 — SADDLE POINT MANAGEMENT, L.P. (NEW YORK, NY) is newly SEC-registered with $73.2M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.