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SERENUS WEALTH ADVISORS, LLC

SANTA MONICA, CA · CRD 332034 · IAPD ↗ · serenusadvisors.com · 917-539-2411

$1.47BRegulatory AUM
6Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — SERENUS WEALTH ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — SERENUS WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
December 2024 — SERENUS WEALTH ADVISORS, LLC now reports custody of client assets ($316.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
December 2024 — SERENUS WEALTH ADVISORS, LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
December 2024 — SERENUS WEALTH ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — SERENUS WEALTH ADVISORS, LLC (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.