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TOWNSEND FINANCIAL PLANNING

MT. STERLING, KY · CRD 141571 · IAPD ↗ · 859-498-2020

$148.3MRegulatory AUM
3Advisory reps
6Employees
18Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
September 2024 — TOWNSEND FINANCIAL PLANNING notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — TOWNSEND FINANCIAL PLANNING (MT. STERLING, KY) is newly SEC-registered with $116.0M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.