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J.J. BURNS & COMPANY

MELVILLE, NY · CRD 140452 · IAPD ↗ · 631-390-0500

$1.25BRegulatory AUM
8Advisory reps
16Employees
17Clients
51-100Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — J.J. BURNS & COMPANY notice-filed in AZ, LA, MD, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — J.J. BURNS & COMPANY reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
March 2025 — J.J. BURNS & COMPANY notice-filed in NV, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2025 — J.J. BURNS & COMPANY crossed $1B in regulatory AUM ($885.3M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
August 2024 — J.J. BURNS & COMPANY notice-filed in GA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — J.J. BURNS & COMPANY reported RAUM up 26% ($700.3M -> $885.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.