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VON BORSTEL & ASSOCIATES

THE DALLES, OR · CRD 309746 · IAPD ↗ · 541-296-6669

$680.2MRegulatory AUM
3Advisory reps
11Employees
0Clients
1-10Planning clients
0Private funds
8States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — VON BORSTEL & ASSOCIATES reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
August 2024 — VON BORSTEL & ASSOCIATES notice-filed in CO, ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — VON BORSTEL & ASSOCIATES crossed $500M in regulatory AUM ($445.7M -> $504.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.