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PACIFIC WEALTH ADVISORY SERVICES LLC

DANVILLE, CA · CRD 330888 · IAPD ↗ · pacificwealthadvisory.net · 925-838-7566

$96.3MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
4States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — PACIFIC WEALTH ADVISORY SERVICES LLC now reports custody of client assets ($35.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
May 2025 — PACIFIC WEALTH ADVISORY SERVICES LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
October 2024 — PACIFIC WEALTH ADVISORY SERVICES LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
46
September 2024 — PACIFIC WEALTH ADVISORY SERVICES LLC notice-filed in AZ, ID, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2024 — PACIFIC FINANCIAL ADVISORY SERVICES is now doing business as PACIFIC WEALTH ADVISORY SERVICES LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
June 2024 — PACIFIC FINANCIAL ADVISORY SERVICES (DANVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.