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FIRST TRYON ADVISORS

CHARLOTTE, NC · CRD 332377 · IAPD ↗ · firsttryon.com · 704-926-2453

$1.01BRegulatory AUM
7Advisory reps
13Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

37
April 2026 — FIRST TRYON ADVISORS notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — FIRST TRYON ADVISORS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — FIRST TRYON ADVISORS crossed $1B in regulatory AUM ($123.2M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — FTA ASSET MANAGEMENT, LLC is now doing business as FIRST TRYON ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
February 2025 — FIRST TRYON ADVISORS is now doing business as FTA ASSET MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
February 2025 — FTA ASSET MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
October 2024 — FIRST TRYON ADVISORS (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.