← Tributary

TURNING POINT FINANCIAL

FREDERICK, MD · CRD 301282 · IAPD ↗ · tpfinancial.com · 301-846-9336

$339.4MRegulatory AUM
15Advisory reps
23Employees
0Clients
101-250Planning clients
0Private funds
20States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
March 2025 — TURNING POINT FINANCIAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
February 2025 — TURNING POINT FINANCIAL notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — TURNING POINT FINANCIAL reported RAUM up 30% ($238.2M -> $310.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.