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LATHROP INVESTMENT MANAGEMENT COMPANY

LITTLE ROCK, AR · CRD 334458 · IAPD ↗ · limc.com · 501-227-4930

$1.01BRegulatory AUM
3Advisory reps
5Employees
1Clients
11-25Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — LATHROP INVESTMENT MANAGEMENT COMPANY reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2026 — LATHROP INVESTMENT MANAGEMENT COMPANY crossed $1B in regulatory AUM ($937.1M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
61
March 2025 — LATHROP INVESTMENT MANAGEMENT COMPANY reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2025 — LATHROP INVESTMENT MANAGEMENT COMPANY now reports custody of client assets ($9.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2025 — LATHROP INVESTMENT MANAGEMENT COMPANY grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
February 2025 — LATHROP INVESTMENT MANAGEMENT COMPANY (LITTLE ROCK, AR) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.