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ROBINHOOD ASSET MANAGEMENT

MENLO PARK, CA · CRD 323736 · IAPD ↗ · 650-940-2700 EXT 31450

$1.52BRegulatory AUM
138Advisory reps
138Employees
0Clients
n/aPlanning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
March 2026 — ROBINHOOD ASSET MANAGEMENT added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
March 2026 — ROBINHOOD ASSET MANAGEMENT crossed $1B in regulatory AUM ($158.7M -> $1.52B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
March 2026 — ROBINHOOD ASSET MANAGEMENT grew from 47 to 138 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
June 2025 — ROBINHOOD ASSET MANAGEMENT added office(s): 1 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
June 2025 — ROBINHOOD ASSET MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
80
June 2025 — ROBINHOOD ASSET MANAGEMENT grew from 6 to 47 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
February 2025 — ROBINHOOD ASSET MANAGEMENT (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.