← Tributary

SULLIVAN INVESTMENTS GROUP, LLC

· CRD 148708 · IAPD ↗ · sullivaninvestments.com · (561) 400-3488

$127.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — SULLIVAN INVESTMENTS GROUP, LLC (location n/a) left the SEC roster (was $127.5M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
February 2025 — SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.