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CARROLL INVESTORS, INC.

MT PLEASANT, SC · CRD 311180 · IAPD ↗ · 843-352-4963

$221.4MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — CARROLL INVESTORS, INC. reported RAUM up 42% ($150.4M -> $213.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2025 — CARROLL INVESTORS, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — CARROLL INVESTORS, INC. reported RAUM up 46% ($102.9M -> $150.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.