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5T WEALTH, LLC

NAPA, CA · CRD 112552 · IAPD ↗ · (707) 224-1340

$331.4MRegulatory AUM
4Advisory reps
4Employees
0Clients
251-500Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2026 — 5T WEALTH, LLC now reports custody of client assets ($2.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
February 2025 — 5T WEALTH, LLC notice-filed in NV, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
February 2025 — 5T WEALTH, LLC reported RAUM up 31% ($216.1M -> $283.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2025 — 5T WEALTH, LLC reports More than 500 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.