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HARDING FINANCIAL GROUP

WESTERVILLE, OH · CRD 135731 · IAPD ↗ · 614-515-4722

$160.2MRegulatory AUM
3Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — HARDING FINANCIAL GROUP now reports custody of client assets ($2.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
January 2026 — HARDING FINANCIAL GROUP, LLC. is now doing business as HARDING FINANCIAL GROUP.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
March 2025 — HARDING FINANCIAL GROUP, LLC. reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
February 2025 — HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.