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HOPLON ASSET MANAGEMENT, L.P.

GREENWICH, CT · CRD 318798 · IAPD ↗ · hoploncapital.com · 203-340-2133

$170.1MRegulatory AUM
3Advisory reps
7Employees
0Clients
n/aPlanning clients
3Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — HOPLON ASSET MANAGEMENT, L.P. shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
46
April 2026 — HOPLON ASSET MANAGEMENT, L.P. reported RAUM up 35% ($126.3M -> $170.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
February 2025 — HOPLON ASSET MANAGEMENT, L.P. (GREENWICH, CT) is newly SEC-registered with $126.3M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.