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SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

MINNEAPOLIS, MN · CRD 147384 · IAPD ↗ · (612) 355 - 4360

$730.4MRegulatory AUM
7Advisory reps
7Employees
12Clients
11-25Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
February 2025 — SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC notice-filed in AZ, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC crossed $500M in regulatory AUM ($445.3M -> $552.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.