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BROADVIEW WEALTH MANAGEMENT, LLC

· CRD 174429 · IAPD ↗ · broadviewwealth.com · 425-326-1120

$154.9MRegulatory AUM
1Advisory reps
1Employees
0Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — BROADVIEW WEALTH MANAGEMENT, LLC reported RAUM up 26% ($122.5M -> $154.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2025 — BROADVIEW WEALTH MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2024 — BROADVIEW WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $109.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.