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ELM3 FINANCIAL GROUP, LLC

ALPHARETTA, GA · CRD 140594 · IAPD ↗ · 678-297-9500

$189.0MRegulatory AUM
4Advisory reps
6Employees
0Clients
26-50Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — ELM3 FINANCIAL GROUP, LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
August 2025 — ELM3 FINANCIAL GROUP, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2025 — ELM3 FINANCIAL GROUP, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — ELM3 FINANCIAL GROUP, LLC reported RAUM up 28% ($106.8M -> $137.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.