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FEDERAL PREP

BOHEMIA, NY · CRD 282663 · IAPD ↗ · federalprep.com · (631) 750-6499

$80.1MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
7States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — FEDERAL PREP added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2025 — FEDERAL PREP added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — FEDERAL PREP ADVISORS, INC. is now doing business as FEDERAL PREP.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
February 2025 — FEDERAL PREP ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.