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SQ CAPITAL LLC

NEW YORK, NY · CRD 334301 · IAPD ↗ · sqcapital.com · 646-435-3720

$556.1MRegulatory AUM
9Advisory reps
17Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — SQ CAPITAL LLC crossed $500M in regulatory AUM ($125.7M -> $556.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
June 2025 — SQ CAPITAL LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2025 — SQ CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
June 2025 — SQ CAPITAL LLC now reports 2 private fund(s) ($125.7M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
February 2025 — SQ CAPITAL LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.