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FIDELIS FINANCIAL PLANNING, LLC

SAINT CHARLES, MO · CRD 141698 · IAPD ↗ · 636-922-9252

$160.0MRegulatory AUM
1Advisory reps
2Employees
2Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — FIDELIS FINANCIAL PLANNING, LLC now reports custody of client assets ($65.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2025 — FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.