← Tributary

HARBORFRONT FINANCIAL GROUP

LUDINGTON, MI · CRD 331763 · IAPD ↗ · custerfinancialadvisors.com · 231-843-1516

$149.0MRegulatory AUM
4Advisory reps
6Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — HARBORFRONT FINANCIAL GROUP reported RAUM up 43% ($104.2M -> $149.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — HARBORFRONT FINANCIAL GROUP now reports custody of client assets ($22.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
February 2025 — HARBORFRONT FINANCIAL GROUP notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2025 — HARBORFRONT FINANCIAL GROUP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
76
February 2025 — HARBORFRONT FINANCIAL GROUP reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
50
January 2025 — HARBORFRONT FINANCIAL GROUP added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
November 2024 — HARBORFRONT FINANCIAL GROUP began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
95
October 2024 — HARBORFRONT FINANCIAL GROUP (LUDINGTON, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.