← Tributary

S. WILLIAMS CAPITAL, LLC

NEW YORK, NY · CRD 173204 · IAPD ↗ · swilliamscapital.com · 646-375-5325

$29.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
February 2025 — S. WILLIAMS CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.