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U.S.A. FINANCIAL & TAX SERVICES, LLC

FARMINGTON, CT · CRD 306214 · IAPD ↗ · usafinancialandtaxservices.com · 860-430-2138

$159.3MRegulatory AUM
3Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — U.S.A. FINANCIAL & TAX SERVICES, LLC moved its main office from GLASTONBURY, CT to FARMINGTON, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
61
March 2026 — U.S.A. FINANCIAL & TAX SERVICES, LLC reported RAUM up 33% ($120.0M -> $159.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
March 2025 — U.S.A. FINANCIAL & TAX SERVICES, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
February 2025 — U.S.A. FINANCIAL & TAX SERVICES, LLC (GLASTONBURY, CT) is newly SEC-registered with $118.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.