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KOKUA CAPITAL MANAGEMENT

· CRD 168439 · IAPD ↗ · kokuacap.com · 312 994-2390

$223.9MRegulatory AUM
2Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
February 2025 — KOKUA CAPITAL MANAGEMENT notice-filed in CA, FL, HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2025 — KOKUA CAPITAL MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
February 2025 — CHAPMAN FINANCIAL GROUP, LLC is now doing business as KOKUA CAPITAL MANAGEMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
65
February 2025 — KOKUA CAPITAL MANAGEMENT now reports custody of client assets ($60.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
69
February 2025 — KOKUA CAPITAL MANAGEMENT reported RAUM up 70% ($112.8M -> $192.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
February 2025 — KOKUA CAPITAL MANAGEMENT now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.