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ASSOCIATED INVESTMENT SERVICES, INC.

GREEN BAY, WI · CRD 1464 · IAPD ↗ · associatedbank.com · 800-595-7722

$1.17BRegulatory AUM
27Advisory reps
60Employees
0Clients
More than 500Planning clients
0Private funds
21States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — ASSOCIATED INVESTMENT SERVICES, INC. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2026 — ASSOCIATED INVESTMENT SERVICES, INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — ASSOCIATED INVESTMENT SERVICES, INC. added office(s): 33 -> 35 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
March 2025 — ASSOCIATED INVESTMENT SERVICES, INC. crossed $1B in regulatory AUM ($862.6M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
February 2025 — ASSOCIATED INVESTMENT SERVICES, INC. notice-filed in CO, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.