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JOCELYN INVESTMENT MANAGEMENT, LLC

SAN RAFAEL, CA · CRD 323831 · IAPD ↗ · jocelyninvestment.com · 415-256-1795

$1.01BRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — JOCELYN INVESTMENT MANAGEMENT, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — JOCELYN INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($919.7M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
February 2025 — JOCELYN INVESTMENT MANAGEMENT, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
February 2025 — JOCELYN INVESTMENT MANAGEMENT, LLC reported RAUM up 45% ($634.2M -> $919.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — JOCELYN INVESTMENT MANAGEMENT, LLC crossed $500M in regulatory AUM ($496.2M -> $634.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.