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THAMES FINANCIAL MANAGEMENT

NORWICH, CT · CRD 126295 · IAPD ↗ · thamesct.com · 860-886-5108

$315.4MRegulatory AUM
1Advisory reps
2Employees
4Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2025 — THAMES FINANCIAL MANAGEMENT notice-filed in PA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.