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ELLIS FINANCIAL PLANNING

CLARKSVILLE, TN · CRD 333092 · IAPD ↗ · 931-905-0050

$180.7MRegulatory AUM
3Advisory reps
7Employees
0Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — ELLIS FINANCIAL PLANNING reported RAUM up 29% ($140.5M -> $180.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2026 — ELLIS FINANCIAL PLANNING reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
46
February 2025 — ELLIS FINANCIAL PLANNING notice-filed in KY, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
February 2025 — ELLIS FINANCIAL PLANNING now reports custody of client assets ($53.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2025 — ELLIS FINANCIAL PLANNING's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
December 2024 — BRAMBLE WEALTH PLANNING is now doing business as ELLIS FINANCIAL PLANNING.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
November 2024 — BRAMBLE WEALTH PLANNING moved its main office from CINCINNATI, OH to CLARKSVILLE, TN.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
95
October 2024 — BRAMBLE WEALTH PLANNING (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.