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DOLAN CAPITAL ADVISORS, LLC

CHARLOTTE, NC · CRD 269886 · IAPD ↗ · (704) 887-4969

$179.1MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — DOLAN CAPITAL ADVISORS, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
40
February 2025 — DOLAN CAPITAL ADVISORS, LLC filed an Item 4A succession naming DOLAN FAMILY, INC. (CRD 269886) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
55
February 2025 — DOLAN CAPITAL ADVISORS, INC. is now doing business as DOLAN CAPITAL ADVISORS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
95
June 2024 — DOLAN CAPITAL ADVISORS, INC. (CHARLOTTE, NC) is newly SEC-registered with $127.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.