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CANTOR FITZGERALD INVESTMENT ADVISORS

NEW YORK, NY · CRD 159296 · IAPD ↗ · cantor.com · (212) 915-1722

$3.24BRegulatory AUM
7Advisory reps
35Employees
0Clients
More than 500Planning clients
2Private funds
53States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — CANTOR FITZGERALD INVESTMENT ADVISORS reported RAUM up 36% ($2.38B -> $3.24B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2025 — CANTOR FITZGERALD INVESTMENT ADVISORS reported RAUM up 34% ($1.78B -> $2.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
February 2025 — CANTOR FITZGERALD INVESTMENT ADVISORS's Item 11 disclosure-reporting entries rose by 5 (0 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2024 — CANTOR FITZGERALD INVESTMENT ADVISORS reported RAUM down 30% ($2.34B -> $1.64B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
78
April 2024 — CANTOR FITZGERALD INVESTMENT ADVISORS reports More than 500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.