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ROOM40 CAPITAL LLC

NEW YORK, NY · CRD 322436 · IAPD ↗ · room40.xyz · 646-690-2810

$261.7MRegulatory AUM
7Advisory reps
11Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
April 2026 — ROOM40 CAPITAL LLC reported RAUM up 25% ($209.0M -> $261.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — ROOM40 CAPITAL LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
August 2025 — ROOM40 CAPITAL LLC (NEW YORK, NY) is newly SEC-registered with $209.0M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.