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THE CARROLL GROUP, INC.

· CRD 146977 · IAPD ↗ · 404-285-5811

$163.4MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
August 2025 — THE CARROLL GROUP, INC. (location n/a) is newly SEC-registered with $133.7M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.