← Tributary

AGIS MANAGEMENT LLC

CLEARWATER, FL · CRD 172457 · IAPD ↗ · agiscapital.com · 617-350-9894

$220.2MRegulatory AUM
12Advisory reps
12Employees
0Clients
n/aPlanning clients
1Private funds
9States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
October 2026 — AGIS MANAGEMENT LLC reported RAUM down 49% ($428.7M -> $220.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
October 2026 — AGIS MANAGEMENT LLC shrank from 16 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
30
April 2026 — AGIS MANAGEMENT LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
33
April 2026 — AGIS MANAGEMENT LLC reported RAUM down 27% ($588.1M -> $428.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
33
April 2026 — AGIS MANAGEMENT LLC moved its main office from BOSTON, MA to CLEARWATER, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
30
August 2025 — AGIS MANAGEMENT LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
August 2025 — AGIS MANAGEMENT LLC added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.