← Tributary

WEALTHPRIME

SAN JOSE, CA · CRD 332048 · IAPD ↗ · wealthprime.com · 8557746340

$0Regulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
March 2026 — WEALTHPRIME (SAN JOSE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
August 2025 — WEALTHPRIME notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
October 2024 — WEALTHPRIME (SAN JOSE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.