← Tributary

RANSOM ADVISORY

· CRD 318747 · IAPD ↗ · (401) 601-0185

$317.9MRegulatory AUM
1Advisory reps
3Employees
1Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2026 — RANSOM ADVISORY (location n/a) left the SEC roster (was $317.9M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
August 2025 — RANSOM ADVISORY notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.