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CLEARLIST CAPITAL LLC

NEW YORK, NY · CRD 329206 · IAPD ↗ · 212-207-1370

$959.8MRegulatory AUM
4Advisory reps
8Employees
0Clients
n/aPlanning clients
4Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — CLEARLIST CAPITAL LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — CLEARLIST CAPITAL LLC crossed $500M in regulatory AUM ($434.1M -> $959.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
April 2026 — CLEARLIST CAPITAL LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
38
January 2026 — CLEARLIST CAPITAL LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
30
August 2025 — CLEARLIST CAPITAL LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
83
July 2025 — CLEARLIST CAPITAL LLC (NEW YORK, NY) is newly SEC-registered with $434.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.